Demo Control · Northbridge Wealth Partners

Context Snapshot

Client: Sean Forbes
Household ID: HH-FORBES
Title: CFO
Employer: Edge Communications
Stage: Onboarding (Hero onboarding)
Est. assets: $5.90M
Risk profile: Moderate Growth
Email: sean.forbes@3rnfnf.onmicrosoft.com
Case: CASE-11872 · In progress
KYC scenario: partial_match

KYC scenario: Partial match / Clear

Partial matchClear

partial_match (default): watchlist entry "Sean Forbes", DOB 1969-01-22, Ireland, match score 71%. This is a realistic false positive. The setting applies to every open tab in this browser.

Presenter actions

App links

CRM: /crm?householdId=HH-FORBES
Document Vault: /documents?householdId=HH-FORBES
Account Opening (Meridian Custody): /account-opening?householdId=HH-FORBES
Account Opening, auto-prefill: /account-opening?householdId=HH-FORBES&intent=StartOnboarding
Horizon Planner: /proposal?householdId=HH-FORBES
ClearPath KYC: /kyc?householdId=HH-FORBES&caseId=CASE-11872
Market Pulse (EDGC): /market?householdId=HH-FORBES&ticker=EDGC

Demo beats

1. Kickoff →CRM: open Sean Forbes; AI Center reads the Horizon Planner Plan Summary; raise StartOnboarding.
2. KYC exception →Screening returns a partial match; HERE opens ClearPath KYC in a Supertab; Priya clears it as a false positive.
3. Checkpoint 1 →Advisor reviews prefilled accounts, resolves address and Lucas DOB exceptions, approves options Level 1, submits.
4. Phase 2 →Communications: confirmation account numbers flow to DocuSign and Black Diamond; welcome email to the household.
5. Checkpoint 2 →Operations confirms e-signatures, ACAT from Harborline and the Keystone direct rollover.
6. Wrap-upCRM WorkHQ card shows all phases complete; schedule the 30-day review.

0 of 6 beats done

Household seed

Member	DOB	Details
Sean Forbes	1975-06-09	SSN *--4821 · US citizen · TX DL 31877245, exp 2030-06-09 · stocks 20 years, options None
Claire Forbes	1977-11-03	SSN *--6630 · Pediatric Nurse (RN), St. Brigid Children's Hospital · claire.forbes@example.com · (512) 555-0187 · TX DL 40219983 · Prefers phone calls after 5pm
Emma Forbes	2011-02-14	College Fall 2029
Lucas Forbes	2012-08-21	College Fall 2030

Income: $780,000
Net worth: $8,900,000
Liquid (from holdings): $5,900,000.55
Tax bracket: 35%
Risk: Moderate Growth (62/100)
Model: 65% equity / 30% FI / 5% cash

Accounts to open and demo exceptions

Joint WROS brokerage (Sean & Claire Forbes): ACAT from Harborline Securities (in kind) · TOD Emma Forbes 50%, Lucas Forbes 50%
Rollover IRA (Sean Forbes): Direct rollover from Edge Communications 401(k) Plan (Keystone, ending 88231)

Exceptions

Texas Driver's License: Sean Forbes: Address
Transfer on Death Designation: Joint WROS (new account): Beneficiary 2 DOB